External Resources
Federal Government
- PIVOT (formerly Community of Science) – Funding database, subscription courtesy of Fogler Library
- Grants.gov is the unified source to electronically find, apply, and manage Federal financial assistance opportunities.
- Catalog of Federal Domestic Assistance Comprehensive list of all domestic Federal grants programs
- NCURA (National Council of University Research Administrators) – A comprehensive list of funding agency websites
A few select Federal sponsors:
- National Aeronautics Space Administration (NASA)
- National Endowment for the Arts
- National Endowment for the Humanities
- National Institutes of Health (NIH)
- National Oceanic & Atmospheric Administration (NOAA)
- National Science Foundation (NSF)
- Office of Naval Research (ONR)
- U.S. Department of Agriculture
- U.S. Department of Commerce
- U.S. Department of Defense
- U.S. Department of Education
- U.S. Department of Health & Human Services (DHHS)
- U.S. Department of Homeland Security
- U.S. Department of Justice
- U.S. Department of the Interior
- U.S. Department of Transportation
- U.S. Environmental Protection Agency
- Corporation for National & Community Service
State of Maine
- Maine State Government Request for Proposals (RFP)
- Maine Arts Commission
- Maine EPSCoR (Experimental Program to Stimulate Competitive Research) Overview
- Maine Sea Grant
- ME Department of Agriculture
- ME Department of Conservation
- ME Department of Economic & Community Development
- ME Department of Education
- ME Department of Environmental Protection
- ME Department of Health & Human Services
- ME Department of Inland Fisheries & Wildlife
- ME Department of Marine Resources
- ME Department of Transportation
Other sponsors of research in Maine
- Maine Health Access Foundation
- Maine Humanities Council
- Maine Philanthropy Center
- Maine Technology Institute
University of Maine
- Faculty Research Funds Program – Available to full-time faculty, administered and funded by the University of Maine.
Student Opportunities
In addition to participation in research projects directed by faculty principal investigators, and the Fulbright Student Program listed below, there are a number of additional opportunities that are directed specifically to students:
- Honors College – Opportunities
- Graduate Student Government Grants
- UM Graduate School Funding Resources
- Maine Community Foundation Scholarships to residents of Maine.
- Pathways to Science – STEM: Science, Technology, Engineering, Mathematics– Main Page
- Undergraduate Portal For those seeking REU and other Summer Programs
- Graduate Portal For AGEP, GK-12, IGERT National Recruitment Program, MS PHD’s and NSF Grad Research Fellowships
- Post-Doctoral Opportunities
- Maine Pathways to STEM
- NASA-supported internships, fellowships and scholarships
This web page provides a ‘short list’ of federal regulations, and University of Maine System (UMS), University of Maine (UMaine), and Office of Research Administration (ORA) policies and procedures governing sponsored activity at the University of Maine. Additional information and guidance on these and other relevant regulations and policies can be found by following the links provided by subtopic heading or via the links provided under Compliance on the sidebar menu.
Some of the documents on this page are in PDF (Portable Document Format). To view them you will need to have the Adobe Acrobat Reader plug-in installed on your computer.
Federal Regulations
e-CFR – Searchable database of U.S. Code of Federal Regulations (CFR)
Fiscal Accountability
Office of Management & Budget
- Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (2 CFR Part 200)
- OMB Circular A-21 (PDF) – Cost Principles for Educational Institutions
- OMB Circular A-110 – Uniform Administrative Requirements for Grants and Other Agreements with Institutions of Higher Education, Hospitals and other Non-Profit Organizations
- Standard Research Terms & Conditions – National Science Foundation (NSF)
hosted web page that consolidates and organizes the Federal Demonstration Partnership (FDP) standard core set of administrative terms and conditions for research and research-related awards that are subject to OMB Circular A-110, including agency-specific terms and conditions.
- Standard Research Terms & Conditions – National Science Foundation (NSF)
- OMB Circular A-133 – Audits of States, Local Governments, and Non-Profit Organizations (access via OMB Circulars page)
- American Recovery & Reinvestment Act (ARRA)
Federal Acquisition Regulations
- Defense Federal Acquisition Regulation Supplement & Procedures, Guidance, and Information
- Combating Trafficking in Persons
- Subpart 52.222-50 – Contractor’s Clause
Responsible Conduct of Research
- 42 CFR Part 93 – Public Health Service (PHS) Policies on Research Misconduct
- 45 CFR Part 76 (PDF) – Health & Human Services (HHS) Debarment Regulations
- 45 CFR 689 – NSF Research Misconduct Regulation
- 5 U.S.C. § 1201 – Federal Whistleblower Protection Act of 1989
- NSF Responsible Conduct of Research – Implementation of Section 7009 of the America COMPETES Act
- Research Misconduct – Other Federal Agencies
Conflict of Interest
- 42 CFR Part 50 § F – PHS Responsibility of Applicants for Promoting Objectivity in Research for which PHS Funding is Sought
- 45 CFR Part 94 – PHS Responsible Prospective Contractors
Laboratory & Environmental Safety
- 29 CFR Part 1910 – Occupational Safety & Health Standards (OSHA) Regulations
- 29 CFR Part 1910.97 – OSHA regulations re: Nonionizing radiation
- 29 CFR Part 1910.1096 – OSHA regulations re:Bloodborne pathogens
- NIH Guidelines for Research Involving Recombinant DNA Molecules
Enhanced Whistleblower Protection
- Pub. L. 112–239 – National Defense Authorization Act
- 48 CFR 52.203-17 – Federal Acquisition Regulation; Pilot Program for Enhancement of Contractor Employee Whistleblower Protections
Export Control Regulations
- Export Administration Regulations (EAR) – Administered by the U.S. Department of Commerce, codified in 15 CFR Parts 730-774
- EAR Commerce Control List
- EAR Commerce Country Chart (PDF)
- Enhancing Responsible Science – Considerations for the Development and Dissemination of Codes of Conduct for Dual Use Research (PDF) -National Science Advisory Board for Biosecurity recommendations for the development, utilization and promotion of codes of conduct for dual use research.
- International Traffic in Arms Regulations (ITAR) – Administered by the U.S. Department of State, codified in 22 CFR 120-130
- Foreign Assets Controls (FAC) – Administered by the U.S. Department of the Treasury, codified in 31 CFR Parts 500-598
- List of Federal Agencies & Departments with Export Control Responsibilities
Intellectual Property
- American Inventor’s Protection Act of 1999 (PDF)
- NIH Intellectual Property Policy
- NIH Chart of Extramural Invention Reporting Compliance Responsibilities
- NSF Patents Rights Clause
UMS Policies & Procedures
Laws Governing Higher Education & UMS Policies/Procedures – List of federal and state laws governing higher education, and list of UMS policies and procedures
UMS Administrative Practice Letters – Index
Fiscal Accountability
- UMS American Recovery & Reinvestment Act (ARRA) Reporting (PDF)
- UMS A-133 Audit Reports
- UMS PeopleSoft Finance (Accounting Forms, Business Processes etc.)
- UMS APL IV-I: Use of University Funds (PDF)
- UMS APL VII-B: Procurement Standards of Conduct (PDF)
- UMS APL VIII: Sponsored Programs
- § A: Cost Sharing (PDF)
- § B: Restricted Expendable Funds Guidelines (PDF)
- § C: Direct Charging of Expenses (PDF)
- § D: Subrecipient Monitoring (PDF)
- § E: Effort Certification (PDF)
- § F: Intercampus Sponsored Projects (PDF)
- § G: Program Income (PDF)
- § H: Compliance Monitoring Program (PDF)
- § I: Revision of Budget and Program Plans (PDF)
- § J: Financial Reporting (PDF)
- § K: Cost Transfers (PDF)
- § L: Closeout Procedures (PDF)
- UMS Cost Accounting Standards Board Disclosure Statement (PDF)
Responsible Conduct of Research
See UMaine RCR
Conflict of Interest
Animal & Human Subjects
- UMS Policy Manual § 601 – Human Subject Research
- UMS Administrative Procedures for Human Subject Research (Word)
Laboratory & Environmental Safety
- UMS APL II-E: Safety & Environmental Management (PDF)
- UMS Environmental & Safety Management System Policy (PDF)
Enhanced Whistleblower Protection
Export Control Regulations
See UMaine ECR
Intellectual Property
- UMS Information Security Policies & Standards
- UMS Policy Manual § 209 – Intellectual Property (includes a link to UMS Statement of Policy Governing Patents and Copyrights)
UMaine & ORA Policies & Procedures
Fiscal Accountability
- UMaine Compensation of Personnel from Extramural Funds (Word)
- UMaine Disadvantaged Business Enterprise Policy (Word)
- UMaine Limited & Internal Competitions Policy (PDF) see also Limited Competitions
- ORA Advance Project Policy and Procedure (PDF)
- ORA Policy & Procedure for Sponsored Projects Cost Transfers (Word)
- ORA Post Award Role & Responsibilities of a Principal Investigator at UMaine (PDF)
- ORA Proposal Submission Policy & Timeline
- ORA Memoranda:
- Procedures for Administration of American Recovery & Reinvestment Act (ARRA) Projects at UMaine (PDF)
Responsible Conduct of Research
Conflict of Interest
- UMaine Policies & Procedures for Financial Disclosures and Conflicts of Interest In Extramurally Sponsored Activities (PDF)
- ORA Memorandum: University of Maine Conflicts of Interest (COI) Training Requirements (PDF)
Animal & Human Subjects
- UMaine Policies & Procedures for the Humane Care and Use of Animals in Research
- UMaine Policies and Procedures for the Protection of Human Subjects of Research (Word)
Laboratory & Environmental Safety (SEM)
- Biomedical Waste Management Policy (PDF)
- Bloodborne Pathogens Exposure Control Plans (PDF)
- Chemical Safety Policy (PDF)
- Incident Reporting and Investigation Policy (PDF)
- Personal Protective Equipment (PPE) Policy (PDF)
- Radiation Safety Program (PDF)
- Safety & Environmental Management (SEM) Policy (PDF)
- SEM Training Requirements Policy (PDF)
- Research Involving Recombinant DNA or Infectious Agents Policy & Procedures