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Award Management covers several parts of the project life cycle that are supported by the Post Award Services team: Award negotiation and acceptance; Subawards; Post Award Actions and Compliance.

The team serves as the primary liaison between the University and external sponsors once an intent to fund notification has been received. The process of managing sponsored projects is a shared responsibility between the Principal Investigator (PI), the PI’s department, and the Office of Research Administration (ORA), and each has unique areas of responsibility.

ORA staff (a combination of the Post Award Services Team and Fiscal Services) assist PIs in the management of sponsored projects by providing services which include but are not limited to:

  • a comprehensive review of sponsor award terms and conditions, which includes negotiation and formal acceptance of the award
  • subaward negotiation, issuance and execution
  • project account set-up
  • project invoicing and draw down of funds
  • progress and financial reporting
  • time and effort reporting
  • project close out

The PI has primary responsibility for accomplishing the technical/scientific goals of the project, while also complying with the financial and administrative policies and regulations associated with the award. PIs should meet with their department financial administrator to review expenditures in a timely manner. The fundamental responsibilities of the PI include:

  • execute the project as outlined in the approved award
  • authorize only those expenditures that are allowable, allocable, reasonable and necessary to accomplish the project goals and are consistent with the sponsor’s terms and conditions
  • monthly reviews of project expenditures; addressing budget discrepancies and errors promptly
  • submit prompt progress reports to the sponsor
  • comply with all University policies and procedures related to project management and personnel practices
  • comply with all applicable sponsor rules, regulations and/or terms and conditions of the award

In addition, the document “Award Management: Role and Responsibilities of a Principal Investigator at the University of Maine” clearly defines the Investigator/Department and ORA roles and responsibilities throughout the Award Management Process, and provides links to policies, guides, and other resources.